Anna M Licata

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 01/2023
  Self-Employment
  Kansas City, MO
• 07/2015 → 04/2021
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 03/2021 → 05/2022
  Ivy Distributors, Inc
  Shawnee Mission, KS
• 01/2023 → Present
  Raymond James Financial Services, Inc.
  Kansas City, MO
• 01/2023 → Present
  Raymond James & Associates, Inc.
  Kansas City, MO
• 01/2023 → Present
  Raymond James Financial Services Advisor, Inc.
  Kansas City, MO

Previous Registrations

• 2015-08-31 → 2021-04-13
  Waddell & Reed
  Overland Park, KS
• 2015-01-26 → 2015-04-16
  Edward Jones
  Kansas City, MO
  Kansas City, MO
  St Louis, MO
  Kansas City, MO
  Kansas City, MO
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2015-01-23

Other Names

• Anna Marie Licata