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Daniel Shaw

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-06-14
  • MO RA
    APPROVED
    Since 2018-06-14

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2015 06/2017
Edward Jones St. Louis MO 07/2017 12/2017
Hrssa St. Louis MO 03/2017 05/2017
Wells Fargo Clearing Services Llc St Louis MO 05/2018 Present
K Force St Louis MO 12/2017 05/2018
  • 10/2015 → 06/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2017 → 12/2017
    Edward Jones
    St. Louis, MO
  • 03/2017 → 05/2017
    Hrssa
    St. Louis, MO
  • 05/2018 → Present
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 12/2017 → 05/2018
    K Force
    St Louis, MO
Previous Registrations
  • 2017-07-14 → 2017-12-07
    Edward Jones
    Creve Coeur, MO
    St Louis, MO
    Kirkwood, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-18
  • S66 Uniform Combined State Law Examination
    2016-05-18
Other Names
  • Daniel Nicholas Shaw

View on SEC IAPD

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