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Heather Nichele Bacon

Robert W. Baird & Co. Incorporated

Henderson, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

103 Second Street, Henderson, KY 42420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Henderson KY 09/2004 Present
Robert W. Baird & Co. Incorporated Henderson KY 10/2019 Present
Previous Registrations
  • 2015-10-02 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Henderson, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-01
  • S66 Uniform Combined State Law Examination
    2015-10-01
Other Names
  • Heather Nichele Cates

View on SEC IAPD

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Other Offices

CENTAURUS FINANCIAL, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Henderson, KY
AMERIPRISE FINANCIAL SERVICES, LLC · HENDERSON, KY
OSAIC WEALTH, INC. · HENDERSON, KY
FIFTH THIRD SECURITIES, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
EDWARD JONES · HENDERSON, KY

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