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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-15 |
| NM | RA | APPROVED | 2016-12-07 |
| OH | RA | APPROVED | 2016-12-07 |
Branch Locations
3850 Masthead St Ne, Albuquerque, NM 87109-4479 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Albuquerque | NM | 12/2016 | 03/2020 |
| Unemployed | Albuquerque | NM | 05/2016 | 12/2016 |
| Ameriprise Financial Services, Llc | Albuquerque | NM | 03/2020 | Present |
Business Ownership; Baxter Family LLC; Owner; Manage Ameriprise Business; 3850 Masthead St NE, , Albuquerque, NM, 87109; Investment-Related; 11/30/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Masthead Executive Offices LLC; Owner; Real Estate; 3850 Masthead St NE, , Albuquerque, NM, 87109; Investment-Related; 09/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Baxter Family LLC; Owner; Manage advisory business; 3850 Masthead St NE, , Albuquerque, NM, 87109; Investment-Related; 11/30/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-13 |
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