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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-01
  • NJ RA
    APPROVED
    Since 2025-10-01

Branch Locations

198 Us Highway 9 North Suite 204, Manalapan, NJ 07726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Princeton NJ 11/2014 09/2025
Blackrock Investments, Llc Princeton NJ 11/2014 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
King Financial Network Manalapan NJ 03/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2014 → 09/2025
    Blackrock
    Princeton, NJ
  • 11/2014 → 09/2025
    Blackrock Investments, Llc
    Princeton, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2020 → Present
    King Financial Network
    Manalapan, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: KING FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-19
  • S66 Uniform Combined State Law Examination
    2015-03-19
Other Names
  • James Paul Meindl

View on SEC IAPD

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