James Paul Meindl

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2025
  Blackrock
  Princeton, NJ
• 11/2014 → 09/2025
  Blackrock Investments, Llc
  Princeton, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → Present
  King Financial Network
  Manalapan, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-03-03 → 2025-10-01
  Commonwealth Financial Network
  Wall, NJ
  Manalapan, NJ
• 2015-03-25 → 2020-03-03
  Blackrock Investment Management, Llc
  Princeton, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: KING FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2015-03-19

Other Names

• James Paul Meindl