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Inactive

Andrew Dunbar

Northrock Partners, LLC

Minneapolis, MN

Shorewood, IL

Morris, IL

Valparaiso, IN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-23
IN RA APPROVED 2026-01-23
TX RA APPROVED 2026-01-23
  • IL RA
    APPROVED
    Since 2026-01-23
  • IN RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

862 Center Court Unit D, Shorewood, IL 60404 • United States

116 E. Washington Street Suite 4, Morris, IL 60450 • United States

260 Franklin Street, Valparaiso, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shorewood IL 10/2014 03/2020
Ameriprise Financial Services, Llc Shorewood IL 03/2020 01/2026
Northrock Partners Shorewood IL 01/2026 Present
  • 10/2014 → 03/2020
    Ameriprise Financial Services, Inc.
    Shorewood, IL
  • 03/2020 → 01/2026
    Ameriprise Financial Services, Llc
    Shorewood, IL
  • 01/2026 → Present
    Northrock Partners
    Shorewood, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-09
  • S66 Uniform Combined State Law Examination
    2016-06-09
Other Names
  • Andrew Dunbar
  • Andrew L Dunbar

View on SEC IAPD

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