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Tyler Oliver Swaim

Cabot Wealth Management

Salem, MA

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Current Employers
Cabot Wealth Management

48 Dunham Ridge Rd Suite 2000, Beverly, MA 01915 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-12-06
TX RA APPROVED 2018-08-08
  • MA RA
    APPROVED
    Since 2018-12-06
  • TX RA
    APPROVED
    Since 2018-08-08

Branch Locations

216 Essex Street, Salem, MA 01970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Congress Wealth Management Boston MA 08/2015 01/2018
Cabot Wealth Management Salem MA 02/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-31
  • S65 Uniform Investment Adviser Law Examination
    2018-07-31

View on SEC IAPD

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TD PRIVATE CLIENT WEALTH LLC
SANTANDER SECURITIES LLC
J.P. MORGAN SECURITIES LLC
CITIZENS SECURITIES, INC.

Other Investors

GARY MICHAEL COON
MICHAEL SCOTT FINER
MATTHEW ERIC SACHAR
CHRISTOPHER ANDREW LAZZARO
Tatiana Sigalova
CHRISTIAN ODONNELL
Michael G Dooley
KLODIANA SINA GJIKONDI

Other Offices

FINER WEALTH MANAGEMENT, INC. · SALEM, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SALEM, MA
PLAN FOR IT FINANCIAL, LLC · SALEM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SALEM, MA
TD PRIVATE CLIENT WEALTH LLC · Salem, MA
SANTANDER SECURITIES LLC · Swampscott, MA
J.P. MORGAN SECURITIES LLC · Swampscott, MA
CITIZENS SECURITIES, INC. · SWAMPSCOTT, MA

More in Salem, MA

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