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Tyler Oliver Swaim

Cabot Wealth Management

Salem, MA

CRD 6416539

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Employer firm

Cabot Wealth Management CRD 107327

$1.22B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Cabot Wealth Management

48 Dunham Ridge Rd Suite 2000, Beverly, MA 01915 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-12-06
TX RA APPROVED 2018-08-08
  • MA RA
    APPROVED
    Since 2018-12-06
  • TX RA
    APPROVED
    Since 2018-08-08

Branch Locations

216 Essex Street, Salem, MA 01970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Congress Wealth Management Boston MA 08/2015 01/2018
Cabot Wealth Management Salem MA 02/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-31
  • S65 Uniform Investment Adviser Law Examination
    2018-07-31

View on SEC IAPD

Nearby Firms

FINER WEALTH MANAGEMENT, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PLAN FOR IT FINANCIAL, LLC

Nearby Investors

GARY MICHAEL COON
MICHAEL SCOTT FINER
MATTHEW ERIC SACHAR

Nearby Offices

FINER WEALTH MANAGEMENT, INC. · SALEM, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SALEM, MA
PLAN FOR IT FINANCIAL, LLC · SALEM, MA

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