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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-08-12
  • MN RA
    APPROVED
    Since 2019-08-12

Branch Locations

915 Broadway Suite 3, Alexandria, MN 56308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2014 07/2019
Bell Bank Alexandria MN 07/2019 Present
Lpl Financial Llc Alexandria MN 08/2019 Present
  • 11/2014 → 07/2019
    St Louis, MO
  • 07/2019 → Present
    Bell Bank
    Alexandria, MN
  • 08/2019 → Present
    Alexandria, MN
Previous Registrations
  • 2015-01-12 → 2019-07-31
    Alexandria, MN
    Alexandria, MN
    Alexandria, MN
    St Louis, MO
    Alexandria, MN
Other Businesses

1. 08/12/2019 - Bell Investments - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/07/2019 - 160 hrs/mo - 160 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-09
  • S66 Uniform Combined State Law Examination
    2015-01-09
Other Names
  • Andrew Steven Holte

View on SEC IAPD

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