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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-12
VA RA APPROVED 2014-05-20
  • TX RA
    APPROVED_RES
    Since 2018-01-12
  • VA RA
    APPROVED
    Since 2014-05-20

Branch Locations

9117 Center St, Manassas, VA 20110 • United States

Bristow, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Manassas VA 01/2011 03/2020
Ameriprise Financial Services, Llc Manassas VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1355 Rosewood Lane, , Huddleston, VA, 24104; Not Investment-Related; 05/23/2026. Business Ownership; SL Lake Ventures LLC; Co-owner; Real Estate; 1355 Rosewood Lane, , Huddleston, VA, 24104; Not Investment-Related; 05/20/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Braemar Blasters Swim Team Board of Directors; Vice President; 12300 Iona Sound Drive, , Bristow, VA, 20136; Not Investment-Related; 11/15/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; ABK Rent LLC; Through sublet office space, ABK Rent LLC will receive rental income of $700 per month starting June 15, 2024.; 9117 Center Street, , Manassas, VA, 20110; Not Investment-Related; 06/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-16
  • S66 Uniform Combined State Law Examination
    2014-05-16

View on SEC IAPD

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