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Preston Bonds

Charles Schwab & Co., Inc.

Plano, TX

CRD 6152041

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-20
  • TX RA
    APPROVED
    Since 2015-04-20

Branch Locations

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Plano TX 08/2014 Present
Charles Schwab Bank, Ssb Plano TX 08/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-20
S63 Uniform Securities Agent State Law Examination 2013-09-23
  • S65 Uniform Investment Adviser Law Examination
    2015-04-20
  • S63 Uniform Securities Agent State Law Examination
    2013-09-23
Other Names
  • Preston Bonds
  • Preston Lee Bonds

View on SEC IAPD

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Nearby Investors

John Wayne Purvis
Guy Rene Mondjii
GREGORY THOMAS HANSEN

Nearby Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX

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