Christopher B Sims

Citigroup Global Markets Inc.

Owings Mills, MD

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-01-12

DC RA
APPROVED

Since 2024-01-12

Branch Locations

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor, Washington, DC 20004 • United States

Owings Mills, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	05/2016	11/2023
Belcan Techservices	Pittsburgh	PA	04/2016	09/2016
Citigroup	Washington	DC	11/2023	Present

05/2016 → 11/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
04/2016 → 09/2016

Belcan Techservices

Pittsburgh, PA
11/2023 → Present

Citigroup

Washington, DC

Previous Registrations

2016-06-02 → 2023-11-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Hunt Valley, MD

Baltimore, MD
2016-01-27 → 2016-03-23

Pnc Wealth Management Llc

Jenkintown, PA
2014-11-03 → 2015-06-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-31

S66 Uniform Combined State Law Examination

2014-10-31

Other Names

Christopher Brandon Sims
Christopher Brandon Sims
Chris B. Sims
Christopher B Sims
Christopher Sims

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED

3WIRE INVESTMENT

LPL FINANCIAL LLC

ORIDIAN CAPITAL MANAGEMENT, L.P.

C5 CAPITAL USA LLC

DOMINION FINANCIAL CONSULTANTS, LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN

GARY ANDREW EDMONDS

JAMES DARRELL ZACK

HSIAO-CHUAN CHANG

AMANDA JEAN ZACK

CHRISTINE RUSHIN MISTR

CHARLES DOUGLAS HARTLEY

Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC

3WIRE INVESTMENT · WASHINGTON, DC

LPL FINANCIAL LLC · WASHINGTON, DC

ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC

C5 CAPITAL USA LLC · WASHINGTON, DC

AEB CAPITAL · WASHINGTON, DC

DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC

A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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