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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-02-23 |
| TX | RA | APPROVED_RES | 2024-02-23 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Indianapolis | IN | 01/2013 | 10/2019 |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 01/2013 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 10/2019 | 02/2024 |
| Bank Of America, N.A. | Indianapolis | IN | 11/2019 | 02/2024 |
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 02/2024 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-04 |
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