Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-14 |
| CA | RA | APPROVED | 2018-03-19 |
Branch Locations
520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | San Clemente | CA | 01/2010 | 01/2018 |
| Stifel, Nicolaus & Company, Incorporated | Newport Beach | CA | 01/2015 | Present |
1. Rental; 35258 Camino Capistrano Capistrano Beach CA 92624; home owner; Upkeep; 03/01/2018; 1.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 2. Marbella Racquet Club; 35258 Camino Capistrano Capistrano Beach CA 92624; Homeowner association; Board member; Voting on board proposals, attending meetings; 07/23/2024; 2.00hrs/quarter; Not During Securities Trading Hours; Not Investment-Related. 3. Marbella Racquet Club; 35258 Camino Capistrano Capistrano Beach CA 92624; Home owners association; Vice President, Board Member; Vote on board proposals, review financial statements; 07/23/2024; 4.00hrs/month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-16 |
Reach out to this advisor