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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
TX RA APPROVED_RES 2024-07-08
  • CA RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED_RES
    Since 2024-07-08

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Beverly Hills CA 11/2012 07/2024
Wells Fargo Clearing Services, Llc Beverly Hills CA 07/2024 Present
Previous Registrations
  • 2013-02-27 → 2024-07-11
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
Other Businesses

JAG COACHING AKA JACKIE GLASER COACHING, NOT INVT RELATED, LOS ANGELES, CA, LIFE/PERSONAL COACH, START DATE 12/31/2021, 5 HRS PER MONTH AND DURING TRADING, COACHING PEOPLE ON WISDOM, PRECEPTIVITY, COMPASSION AND UNDERSTANDING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-19
  • S66 Uniform Combined State Law Examination
    2013-02-19
Other Names
  • Aharon Glaser
  • Andrew Alexander Aharon Glaser

View on SEC IAPD

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