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Rachel Elise Smoot

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-12-03
TX RA APPROVED 2020-12-03
  • PA RA
    APPROVED
    Since 2020-12-03
  • TX RA
    APPROVED
    Since 2020-12-03

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gray Shannahan Baltimore MD 07/2013 01/2020
Northwestern Mutual Investment Services, Llc Baltimore MD 04/2013 01/2020
Econ Wealth Management Harrisburg PA 01/2020 07/2020
The Vanguard Group, Inc. Malvern PA 11/2020 Present
Unemployed Harrisburg PA 07/2020 11/2020
  • 07/2013 → 01/2020
    Gray Shannahan
    Baltimore, MD
  • 04/2013 → 01/2020
    Northwestern Mutual Investment Services, Llc
    Baltimore, MD
  • 01/2020 → 07/2020
    Econ Wealth Management
    Harrisburg, PA
  • 11/2020 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2020 → 11/2020
    Unemployed
    Harrisburg, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-10
  • S63 Uniform Securities Agent State Law Examination
    2014-02-10
Designations
Other Names
  • Rachel E Phelps
  • Rachel Elise Phelps

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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