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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-18
TX RA APPROVED_RES 2022-08-11
  • AZ RA
    APPROVED
    Since 2022-08-18
  • TX RA
    APPROVED_RES
    Since 2022-08-11

Branch Locations

6150 W Gila Springs Pl, Suite 26, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Scottsdale AZ 07/2016 08/2022
Kestra Investment Services, Llc Scottsdale AZ 07/2016 08/2022
Cambridge Investment Research, Inc. Fairfield IA 08/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2022 Present
Previous Registrations
  • 2016-07-29 → 2022-08-10
    Chandler/, AZ
    Austin, TX
  • 2014-01-02 → 2016-07-21
    Sii Investments, Inc.
    Chandler, AZ
    Scottsdale, AZ
    Phoenix, AZ
    San Diego, CA
Other Businesses

1) INTEGRITY FINANCIAL GROUP, 6150 W Gila Springs Place, Suite 26, Chandler AZ 85226, 08/10/2022, Owner, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 2) EUROPEAN AUTO WERKS, 7931 E Pecos Road, Suite 120, Mesa AZ 85212, United States, 05/06/2025, Owner, Automotive repair, NIR, 4HR/MO - 0 HR/MO TRADING 3) FIDATO PROPERTIES LLC, 6150 W Gila Springs Place, Suite #26, Chandler AZ 85226, United States, 09/2025, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 4) INTEGRITY FINANCIAL TAX SERVICES, 6150 W Gila Springs Place, Suite 26, Chandler, AZ 85226, United States, 02/09/2026, Owner, Tax Services, NIR, 10 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-02
  • S66 Uniform Combined State Law Examination
    2013-12-02
Other Names
  • Oj Liberta

View on SEC IAPD

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