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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Stratford | CT | 12/2015 | 03/2018 |
| Nylife Securities Llc | Stratford | CT | 12/2015 | 03/2018 |
| Holistic Financial Strategies, Llc | Stratford | CT | 01/2017 | 04/2018 |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 04/2018 | 07/2019 |
| Mml Investor Services | Shelton | CT | 04/2018 | 07/2019 |
| Pruco Securities, Llc. | Shelton | CT | 07/2019 | 11/2024 |
| Prudential Insurance Company Of America | Shelton | CT | 07/2019 | Present |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-18 |
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