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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-15
CA RA APPROVED 2021-05-26
  • TX RA
    APPROVED
    Since 2021-06-15
  • CA RA
    APPROVED
    Since 2021-05-26

Branch Locations

4200 Chino Hill Pkwy., Ste. 175, Chino Hills, CA 91709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Veltek, Llc Shenyang 03/2016 01/2018
Jpmorgan Chase Bank, N.A. Chino Hills CA 02/2018 05/2021
J.P. Morgan Securities, Llc Chino Hills CA 02/2018 05/2021
Veltek Inc Chino Hills CA 01/2023 Present
J.P. Morgan Securities, Llc Chino Hills CA 06/2021 Present
Jpmorgan Chase Bank, N.A. Chino Hills CA 06/2021 Present
  • 03/2016 → 01/2018
    Veltek, Llc
    Shenyang
  • 02/2018 → 05/2021
    Jpmorgan Chase Bank, N.A.
    Chino Hills, CA
  • 02/2018 → 05/2021
    Chino Hills, CA
  • 01/2023 → Present
    Veltek Inc
    Chino Hills, CA
  • 06/2021 → Present
    Chino Hills, CA
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Chino Hills, CA
Other Businesses

Entity Name: VELTEK INC Investment related: No Address: 4200 CHINO HILLS PKWY,STE 135-156,CHINO HILLS,CA, 91709 Nature of the other business: Manufacturing Position/Title/Relationship: Employee/Contractor Start Date: 01/06/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business is doing power transformer parts and accessary sale. My responsibilities is place the order and ship the order to the end user. The business is not in the same business to JPMC, and has no conflict of interest with JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Kevin Chen
  • Zijian Chen
  • Zijian Chen
  • Kevin Z Chen

View on SEC IAPD

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