William F Daines

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Principal Life Insurance Company
  Tampa, FL
• 07/2019 → Present
  Daines Financial
  Tampa, FL
• 03/2016 → Present
  Principal Securties, Inc.
  Tampa, FL

Previous Registrations

• 2015-01-21 → 2015-09-29
  Ameriprise Financial Services, Llc
  Torrance, CA

Other Businesses

***Fixed Insurance, Life, DI, LTC, Annuities, 08/15/17.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-15

Designations

• Certified Financial Planner

Other Names

• William F Daines