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Rosemary Joyce Foley

Morgan Stanley

Cincinnati, OH

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-14
OH RA APPROVED 2011-08-17
  • TX RA
    APPROVED_RES
    Since 2014-03-14
  • OH RA
    APPROVED
    Since 2011-08-17

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Cincinnati OH 04/2016 Present
Previous Registrations
  • 2007-02-09 → 2011-08-04
    Ubs Financial Services Inc.
    Cincinnati, OH
    Cincinnati, OH
    Weehawken, NJ
  • 2007-02-08 → 2007-02-09
    Keybanc Capital Markets Inc.
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-03
S63 Uniform Securities Agent State Law Examination 2000-12-20
  • S65 Uniform Investment Adviser Law Examination
    2007-02-03
  • S63 Uniform Securities Agent State Law Examination
    2000-12-20
Other Names
  • Rosemary P Palmer
  • Rosemary Joyce Palmer
  • Foley Joyce Palmer

View on SEC IAPD

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MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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