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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-02-07 |
Branch Locations
2 Maple Street, Hanover, NH 03755 • United States
1 Pillsbury Street, Suite 303, Concord, NH 03301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services | Bedford | MA | 12/2012 | 04/2017 |
| Massmutual Life Insurance Co | Bedford | NH | 08/2017 | 12/2018 |
| Mml Investors Services, Llc | Bedford | NH | 10/2017 | 12/2018 |
| Unemployed | Manchester | NH | 05/2017 | 08/2017 |
| Woodbury Financial Services Inc | Deerfield | NH | 12/2018 | 03/2019 |
| Santander Bank, Na | Boston | MA | 03/2019 | 10/2020 |
| Santander Securities, Llc | Dorchester | MA | 03/2019 | 10/2020 |
| Lpl Financial Llc | Tilton | NH | 10/2020 | 12/2024 |
| Northway Bank | Tilton | NH | 10/2020 | 12/2024 |
| Osaic Institutions, Inc. | Meriden | CT | 01/2025 | Present |
| Ledyard Bank | Concord | NH | 01/2025 | Present |
1.) Property Owner -not Investment Related - Home Based & Concord NH 03301 - Real Estate Rental - Owner - Started 06/01/2005 - 4 Hours Per Month/0 Hours During Securities Trading - collect monthly rent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-29 |
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