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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-13 |
Branch Locations
5151 E Broadway Blvd Ste 1540, Tucson, AZ 85711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.D. Vest Investment Services | Tucson | AZ | 01/2013 | 11/2019 |
| H. D. Vest Advisory Services | Arizona | TX | 04/2013 | 11/2019 |
| Hd Vest Insurance Agency Inc | Irving | TX | 01/2017 | 11/2019 |
| Royal Alliance Associates, Inc. | Tucson | AZ | 11/2019 | 04/2021 |
| Lpl Financial Llc | Tucson | AZ | 04/2021 | Present |
1) 4/2021- G & A Real Estate LLC - Commercial Rental - owner- Inv. Related- Tucson, AZ- start date 1/2013 2) 4/2021- G & A CPAS AND ADVISORS- Tax Prep/Accounting/CPA- DBA for securities business- Inv. Related- Tucson, AZ- start date 12/12/2012 3) 4/2021- G & A CPAs and Financial Consultants PC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Tucson, AZ- start date 2/2012- 220 hrs/mth 4) 4/2021- Timothy Giacoletti-Non-Variable Insurance- Agent selling life, fixed annuities- Inv. Related- start date 3/2013 -Tucson, AZ - 1% 5) 04/29/2024 - H&R Block - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ During Trading 6) 02/09/2026 - Giacoletti & Associates PLLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start DAte 02/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-22 |
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