Best Investors Account Sign in

Timothy James Giacoletti

LPl Financial LLC

Tucson, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-13
  • AZ RA
    APPROVED
    Since 2026-01-13

Branch Locations

5151 E Broadway Blvd Ste 1540, Tucson, AZ 85711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Tucson AZ 01/2013 11/2019
H. D. Vest Advisory Services Arizona TX 04/2013 11/2019
Hd Vest Insurance Agency Inc Irving TX 01/2017 11/2019
Royal Alliance Associates, Inc. Tucson AZ 11/2019 04/2021
Lpl Financial Llc Tucson AZ 04/2021 Present
  • 01/2013 → 11/2019
    H.D. Vest Investment Services
    Tucson, AZ
  • 04/2013 → 11/2019
    H. D. Vest Advisory Services
    Arizona, TX
  • 01/2017 → 11/2019
    Hd Vest Insurance Agency Inc
    Irving, TX
  • 11/2019 → 04/2021
    Royal Alliance Associates, Inc.
    Tucson, AZ
  • 04/2021 → Present
    Tucson, AZ
Previous Registrations
  • 2019-11-20 → 2021-04-01
    Tucson, AZ
    Scottsdale, AZ
  • 2013-05-10 → 2019-11-29
    Avantax Advisory Services
    Tucson, AZ
Other Businesses

1) 4/2021- G & A Real Estate LLC - Commercial Rental - owner- Inv. Related- Tucson, AZ- start date 1/2013 2) 4/2021- G & A CPAS AND ADVISORS- Tax Prep/Accounting/CPA- DBA for securities business- Inv. Related- Tucson, AZ- start date 12/12/2012 3) 4/2021- G & A CPAs and Financial Consultants PC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Tucson, AZ- start date 2/2012- 220 hrs/mth 4) 4/2021- Timothy Giacoletti-Non-Variable Insurance- Agent selling life, fixed annuities- Inv. Related- start date 3/2013 -Tucson, AZ - 1% 5) 04/29/2024 - H&R Block - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ During Trading 6) 02/09/2026 - Giacoletti & Associates PLLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start DAte 02/01/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor