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Brian Edward Roland Moles

Edward Jones

Stratford, CT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-07
CT RA APPROVED 2013-05-20
  • TX RA
    APPROVED_RES
    Since 2023-04-07
  • CT RA
    APPROVED
    Since 2013-05-20

Branch Locations

6580 Main Street Suite 103, Stratford, CT 06614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2013 Present
Other Businesses

Black Hog Brewing LLC Type of business: Craft Beer Brewery Oxford, CT Start date: 5/5/2014 LPT Hours per week: 0 Hours during trading: 0 Down Cellar, LLC Type of business: Holding Co for Rental property Madison, CT Start date: 11/2/2020 Partner Hours per week: 0 Hours during trading: 0 Maintain Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-09
  • S66 Uniform Combined State Law Examination
    2013-04-09
Designations
Other Names
  • Brian Moles

View on SEC IAPD

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