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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-24
DC RA APPROVED 2026-08-18
WA RA APPROVED 2024-10-26
  • TX RA
    APPROVED
    Since 2026-08-24
  • DC RA
    APPROVED
    Since 2026-08-18
  • WA RA
    APPROVED
    Since 2024-10-26

Branch Locations

920 5Th Avenue Suite 1375, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Seattle WA 11/2016 10/2018
Jp Morgan Securities, Llc Seattle WA 11/2016 10/2018
Us Postal Service Seattle WA 07/2015 11/2016
Hsbc Securities Usa Inc Bellevue WA 11/2018 Present
Hsbc Bank Usa Na Bellevue WA 10/2018 Present
  • 11/2016 → 10/2018
    Jp Morgan Chase Bank
    Seattle, WA
  • 11/2016 → 10/2018
    Jp Morgan Securities, Llc
    Seattle, WA
  • 07/2015 → 11/2016
    Us Postal Service
    Seattle, WA
  • 11/2018 → Present
    Hsbc Securities Usa Inc
    Bellevue, WA
  • 10/2018 → Present
    Hsbc Bank Usa Na
    Bellevue, WA
Other Businesses

Dual hatted as agent of HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA N.A., offering whole life, universal life, term life, and other types of insurance. Annuities and variable life insurance products are offered by HSBC Securities (USA) Inc. 1. The name of the other business - Rental Property 2. Whether the business is investment-related: No 3. The address of the other business - 2211 S Eddy St Seattle WA 98108 4. The nature of the other business: Dwelling Renting out then use the rent to cover the mortgage, homeowner insurance and property tax for this property. 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: Owner 8. The start date of your relationship: 4/1/2025 9. The approximate number of hours/month you devote to the other business: 2hour/month 10. The number of hours you devote to the other business during securities trading hours: 0/month 11. Briefly describe your duties relating to the other business: My duty is keeping the house as safe living place for the Tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-25
S63 Uniform Securities Agent State Law Examination 2015-01-13
  • S66 Uniform Combined State Law Examination
    2024-10-25
  • S63 Uniform Securities Agent State Law Examination
    2015-01-13
Other Names
  • Leo Huang

View on SEC IAPD

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