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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-24 |
| DC | RA | APPROVED | 2026-08-18 |
| WA | RA | APPROVED | 2024-10-26 |
Branch Locations
920 5Th Avenue Suite 1375, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Seattle | WA | 11/2016 | 10/2018 |
| Jp Morgan Securities, Llc | Seattle | WA | 11/2016 | 10/2018 |
| Us Postal Service | Seattle | WA | 07/2015 | 11/2016 |
| Hsbc Securities Usa Inc | Bellevue | WA | 11/2018 | Present |
| Hsbc Bank Usa Na | Bellevue | WA | 10/2018 | Present |
Dual hatted as agent of HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA N.A., offering whole life, universal life, term life, and other types of insurance. Annuities and variable life insurance products are offered by HSBC Securities (USA) Inc. 1. The name of the other business - Rental Property 2. Whether the business is investment-related: No 3. The address of the other business - 2211 S Eddy St Seattle WA 98108 4. The nature of the other business: Dwelling Renting out then use the rent to cover the mortgage, homeowner insurance and property tax for this property. 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: Owner 8. The start date of your relationship: 4/1/2025 9. The approximate number of hours/month you devote to the other business: 2hour/month 10. The number of hours you devote to the other business during securities trading hours: 0/month 11. Briefly describe your duties relating to the other business: My duty is keeping the house as safe living place for the Tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-13 |
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