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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 04/2015 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 04/2015 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
OBA#1 1. Name of Organization: Far Out Family LLC 2. Investment-related: No 3. Start Date of Relationship: 11/02/2017 4. Nature of Business: Music/entertainment 5. Address of the business: (Personal Address 6. Position: Independent artist 7. Hrs per month devoted to this business: 5 8. Hrs per month devoted to the other business during securities trading hours:0 9. Duties: Performing Artist and Songwriter. * 478099 - Windy Hill Coffee Co; Investment related No; Marietta, Georgia; Agriculture, Retail/Online Stores, Wholesale/Distribution (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 10; *630713- Rental property.; Investment related-Yes; Marietta, Georgia; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2025 During business hours: 0; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-22 |
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