James Stephan Molloy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 07/2021
  Waddell & Reed, Inc
  Greenwood Village, CO
• 05/2014 → Present
  Mile High
  Broomfield, CO
• 03/2016 → Present
  Molloy Llc
  Highlands Ranch, CO
• 03/2017 → Present
  Bni
  Colorado Springs, CO
• 04/2013 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Littleton, CO
• 03/2017 → 04/2019
  Jim Molloy
  Highlands Ranch, CO
• 07/2021 → Present
  Lpl Financial, Llc
  Greenwood Village, CO

Previous Registrations

• 2013-03-12 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Greenwood Village, CO

Other Businesses

1. 8/27/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 4/2013 - 20 Hours Per Month - Selling LTC, med sup and disability. 2. 8/27/2021 - Molloy LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/2016 - 1 Hour Per Month - Sole owner of pass through entity for tax purposes. 3. 9/27/2021 - Blue Collar Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/15/2021 - 160 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-11

Other Names

• James Stephen Molloy
• Jim Molloy