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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-01-05
  • IN RA
    APPROVED
    Since 2015-01-05

Branch Locations

511 E Colfax Ave, South Bend, IN 46617 • United States

919 E 9Th St, Rochester, IN 46975 • United States

Plymouth, IN • United States

615 E Jefferson St, Plymouth, IN 46563-1831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth IN 12/2012 03/2020
Ameriprise Financial Services, Llc Plymouth IN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 919 E 9th Street, , Rochester, IN, 46975; Investment-Related; 07/22/2019. Business Ownership; MCLD Properties, LLC; Co-owner; Real Estate; 8850 State Road 17, , Plymouth, IN, 46563; Investment-Related; 11/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Plymouth Industrial Development Corporation; Board of Directors; PO Box 249 Plymouth, IN 46563, ,; ; 02/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Hoosier AMC Club; Board Member; None, ,; ; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Midwest Gearhead Assocation; Secretary; 10020 Countryside Drive, , Plymouth, IN, 46563; Not Investment-Related; 05/03/2021; 1 to 9 hours per month; 0 during trading hours / Plymouth Rotary Club; Board Member; PO Box 156, , Plymouth, IN, 46563; Not Investment-Related; 08/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Boys and Girls Club of Marshall county; Board Member; 314 E Jefferson St, , Plymouth, IN, 46563; Not Investment-Related; 02/21/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Dustin's Place; Board Member; 2855 Miller Dr, Suite 221, Plymouth, IN, 46563; Not Investment-Related; 11/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Business Networks International; Professional Networking; 835 IN 25 , , Rochester, IN, 46975; Not Investment-Related; 04/01/2015; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-18
  • S66 Uniform Combined State Law Examination
    2014-12-18

View on SEC IAPD

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