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David Andrew Hall

LPl Financial LLC

Annapolis, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-24
TX RA APPROVED_RES 2023-08-24
  • MD RA
    APPROVED
    Since 2023-08-24
  • TX RA
    APPROVED_RES
    Since 2023-08-24

Branch Locations

203 Harker Place, Ste. 115, Annapolis, MD 21401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wealth Managment Annapolis MD 12/2012 10/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2016
Bbtis Annapolis MD 11/2016 02/2021
Bb&T Securities, Llc Crofton MD 01/2018 02/2021
Truist Investment Services, Inc. Pasadena MD 02/2021 06/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2021 08/2023
Bank Of America, N.A. Washington DC 07/2021 08/2023
Lpl Financial Llc Annapolis MD 08/2023 Present
State Employee Cr Union Of Md Annapolis MD 08/2023 Present
  • 12/2012 → 10/2016
    Morgan Stanley Wealth Managment
    Annapolis, MD
  • 01/2015 → 10/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2016 → 02/2021
    Bbtis
    Annapolis, MD
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Crofton, MD
  • 02/2021 → 06/2021
    Truist Investment Services, Inc.
    Pasadena, MD
  • 02/2021 → 06/2021
    Atlanta, GA
  • 06/2021 → 08/2023
    Washington, DC
  • 07/2021 → 08/2023
    Bank Of America, N.A.
    Washington, DC
  • 08/2023 → Present
    Annapolis, MD
  • 08/2023 → Present
    State Employee Cr Union Of Md
    Annapolis, MD
Previous Registrations
  • 2021-06-14 → 2023-08-25
    Fort Howard, MD
    Washington, DC
  • 2021-02-17 → 2021-06-15
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Gambrills, MD
    Pasadena, MD
    Charlotte, NC
    Severna Park, MD
    Odenton, MD
    Crofton, MD
    Annapolis, MD
    Annapolis, MD
    Glen Burnie, MD
    Richmond, VA
  • 2016-11-01 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Severna Park, MD
    Odenton, MD
    Crofton, MD
    Annapolis, MD
    Annapolis, MD
  • 2013-03-07 → 2016-11-03
    Annapolis, MD
    Annapolis, MD
Other Businesses

1) 09/27/2023 - SECU Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/24/2023 - 40 Hours Per Month 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-06
  • S66 Uniform Combined State Law Examination
    2013-03-06
Other Names
  • Andy Hall
  • D. Andrew Hall
  • D A Hall

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