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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| GA | RA | APPROVED | 2013-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dalton | GA | 12/2012 | Present |
| Stratos Wealth Partners | Dalton | GA | 09/2013 | Present |
1. 12/18/2012: LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 4/10/2013: DBA ONLY - VERTEX INVESTMENT PARTNERS - TIME SPENT 100% - DALTON, GA. 3. 4/10/2013: DBA ONLY - STRATOS WEALTH PARTNERS - TIME SPENT 100% - DALTON, GA. 4. 9/18/2013: REGISTERED INVESTMENT ADVISOR - STRATOS WEALTH PARTNERS - REGISTERED ADMIN - (HYBRID) STRATOS WEALTH PARTNERS - TIME SPENT 100% - DALTON, GA. 5. 12/11/2013: REGISTERED INVESTMENT ADVISOR DBA - STRATOS WEALTH PARTNERS, LTD - REGISTERED ADMIN. - (HYBRID) VERTEX INVESTMENT PARTNERS - TIME SPENT 100% - DALTON, GA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-02 |
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