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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-08-27 |
| TX | RA | APPROVED | 2024-08-26 |
Branch Locations
404 S Thornton Ave, Dalton, GA 30720 • United States
404 S Thornton Ave, Dalton, GA 30720 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2013 | 08/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2013 | 08/2024 |
| Lpl Financial Llc | Dalton | GA | 08/2024 | Present |
1 - 08/2024 - Real Estate Rental - Real Estate Rental - Inv Related - 1 Hour/Month - GA 30721 - OBA Start Date: 09/01/2014. 2 - 08/2024 - Foundation Wealth & Resource Management, LLC - Business Entity for Tax/Investment Purposes Only - Not Inv Related - GA 30720 - OBA Start Date: 09/11/2011. 3 - 08/2024 - Notary - Notary - Inv Related - 0.01 Hour/Month - OBA Start Date: 05/30/2021. 4 - 08/2024 - FoundationWealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 5 - 08/2024 - Insurance - Non-Variable Insurance - Inv Related - 1 Hour/Month - GA 30720 - OBA Start Date: 08/26/2024. 6) 01/30/2025 - Wilburn Hudson - Not Investment Related - Other - Air Plane Rentals - Dalton, GA - Start Date:01/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-03 |
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