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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-09-05 |
Branch Locations
603 S Thornton Ave Ste 204, Dalton, GA 30720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shaw Industries | Dalton | GA | 09/2011 | 09/2022 |
| Raymond James Financial Services, Inc. | Dalton | GA | 07/2022 | 08/2024 |
| Barker Petway Investment & Retirement Management | Dalton | GA | 07/2022 | 08/2024 |
| Windemere Landowners Association, Inc. | Dalton | GA | 08/2020 | Present |
| Raymond James Financial Services Advisor, Inc. | Dalton | GA | 09/2022 | 08/2024 |
| Barker Petway Investment And Retirement Management | Dalton | GA | 09/2022 | 08/2024 |
| Lpl Financial, Llc | Dalton | GA | 09/2024 | Present |
1) 09/2024 - Embry Financial Management, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-15 |
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