Richard Phares

Employer firm

Sapphire Fiduciary Advisors, LLC CRD 316062

$90.0M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 04/2023
  Argi Investment Services
  Louisville, KY
• 02/2013 → 02/2018
  Pallas Partners
  Louisville, KY
• 04/2023 → Present
  Cerity Partners
  Louisville, KY
• 07/2026 → Present
  Sapphire Fiduciary Advisors, Llc
  Louisville, KY

Previous Registrations

• 2019-05-28 → 2023-04-24
  Cerity Partners Ocio Llc
  New York, NY

Other Businesses

Cerity Partners, LLC Investment Related: Yes. Address: Chicago, IL. Nature of Business: Investment Management. Position/Title: Principal. Start: 01-2023. Hours/Month: 60. Hours During Trading: 50. Duties: Operations and administration for private investment funds. Compensation: $75/hour. Ownership: 0%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-28

Other Names

• Richie Phares