Sean David Merlonghi

Employer firm

Dakota Wealth, LLC CRD 297987

$6.94B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers
• OUTSOURCED INVESTMENT ADVISORY SERVICES FOR OTHER ADVISERS; TAX PREPARATION/FILING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 06/2018
  Wells Fargo Clearing Services, Llc
  Radnor, PA
• 05/2018 → Present
  Lokken Investment Group, Llc
  Lewes, DE
• 11/2025 → Present
  Dakota Wealth, Llc
  Lewes, DE

Previous Registrations

• 2018-05-22 → 2025-12-12
  Lokken Investment Group, Llc
  Lewes, DE
• 2014-01-16 → 2018-06-12
  Wells Fargo Clearing Services, Llc
  Radnor, PA
  Millville, DE
• 2013-04-09 → 2013-10-16
  Edward Jones
  St Louis, MO
  Lewes, DE
  Lewes, DE

Other Businesses

1) On a temporary and transitional basis, Mr. Merlonghi will be dually registered as an investment advisor representative with Dakota Wealth, LLC and Lokken Investment Group, LLC. Dakota Wealth, LLC and Lokken Investment Group, LLC are not affiliated entities.

Exams

• S66 Uniform Combined State Law Examination
  2013-04-06

Designations

• Certified Financial Planner