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Kathleen J Owens

Aurora Financial Planning & Investment Management LLC

Scottsdale, AZ

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Current Employers
Aurora Financial Planning & Investment Management Llc

5635 N. Scottsdale Road, Suite 170, Scottsdale, AZ 85250 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-03
  • AZ RA
    APPROVED
    Since 2024-01-03

Branch Locations

5635 N Scottsdale Road Suite 170, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alta Pacific Wealth Management Llc Mission Viejo CA 03/2014 07/2019
Aurora Financial Planning & Investment Management Llc Scottsdale AZ 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-05
  • S66 Uniform Combined State Law Examination
    2013-03-05
Other Names
  • Kathleen Joyce Owens
  • Kathleen Owens Simonetti
  • Kathleen T Owens

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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