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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-03-08
  • MD RA
    APPROVED
    Since 2022-03-08

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

16 Greenmeadow Dr Ste 201, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Newport Beach CA 10/2016 09/2021
Brotman Financial New Port Beach CA 10/2016 09/2021
Lpl Financial Llc Towson MD 09/2021 02/2022
Red Oak Financial Group Towson MD 10/2021 02/2022
United Capital Financial Advisors Cockeysville MD 01/2016 10/2016
Kestra Investment Services, Llc Timonium MD 02/2022 Present
Kestra Advisory Services, Llc Timonium MD 02/2022 Present
  • 10/2016 → 09/2021
    Kestra Investment Services, Llc
    Newport Beach, CA
  • 10/2016 → 09/2021
    Brotman Financial
    New Port Beach, CA
  • 09/2021 → 02/2022
    Lpl Financial Llc
    Towson, MD
  • 10/2021 → 02/2022
    Towson, MD
  • 01/2016 → 10/2016
    United Capital Financial Advisors
    Cockeysville, MD
  • 02/2022 → Present
    Kestra Investment Services, Llc
    Timonium, MD
  • 02/2022 → Present
    Timonium, MD
Previous Registrations
Other Businesses

BROTMAN FINANCIAL GROUP POSITION: Associate Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 02/21/2022 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD MD 21093, United States DESCRIPTION: assist the lead advisor with the client's financial planning BFG FINANCIAL ADVISORS POSITION: Associate Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 02/21/2022 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Same as existing firm - this is not a new business venture or activity, just a new trade name KESTRA ADVISORY SERVICES, LLC POSITION: Investment advisor representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 104 SECURITIES TRADING HOURS: 91 START DATE: 02/21/2022 ADDRESS: 5707 Southwest Parkway Building 2 #400, Austin TX 78735, United States DESCRIPTION: Investment advisor representative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27
Designations
Other Names
  • Beth Noelle Rhodey

View on SEC IAPD

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