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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-03-08 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
16 Greenmeadow Dr Ste 201, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Newport Beach | CA | 10/2016 | 09/2021 |
| Brotman Financial | New Port Beach | CA | 10/2016 | 09/2021 |
| Lpl Financial Llc | Towson | MD | 09/2021 | 02/2022 |
| Red Oak Financial Group | Towson | MD | 10/2021 | 02/2022 |
| United Capital Financial Advisors | Cockeysville | MD | 01/2016 | 10/2016 |
| Kestra Investment Services, Llc | Timonium | MD | 02/2022 | Present |
| Kestra Advisory Services, Llc | Timonium | MD | 02/2022 | Present |
BROTMAN FINANCIAL GROUP POSITION: Associate Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 02/21/2022 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD MD 21093, United States DESCRIPTION: assist the lead advisor with the client's financial planning BFG FINANCIAL ADVISORS POSITION: Associate Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 02/21/2022 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Same as existing firm - this is not a new business venture or activity, just a new trade name KESTRA ADVISORY SERVICES, LLC POSITION: Investment advisor representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 104 SECURITIES TRADING HOURS: 91 START DATE: 02/21/2022 ADDRESS: 5707 Southwest Parkway Building 2 #400, Austin TX 78735, United States DESCRIPTION: Investment advisor representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-27 |
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