Christopher Frazzetta

Current Employers

Employment History

• 01/2013 → Present
  Lpl Financial Llc
  Warsaw, IN
• 08/2014 → Present
  Charter Advisory Corporation
  Warsaw, IN

Previous Registrations

• 2014-08-07 → 2026-03-18
  Charter Advisory Corporation
  Warsaw, IN

Other Businesses

1. 3/3/2015 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/31/2014 - 10 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 2/23/2016 - Frazzetta Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 01/01/2016 - We use Frazzetta Financial Strategies for LPL business. 3. 03/31/2022 - Frazzetta Financial Holdings - Investment Related - 732 E. 200 N., Warsaw, IN 46582 - Real Estate Rental - Start Date: 01/01/2014 - 2 Hours Per Month/2 Hours During Securities Trading 4. 05/31/2023 - Frazzetta Financial Strategies, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2016 - 160 Hours Per Month/150 Hours During Securities Trading 5. 06/14/2023 - Frazzetta Financial Strategies, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 01/01/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-02-22
• S63 Uniform Securities Agent State Law Examination
  2013-02-18