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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-04-23 |
| AL | RA | APPROVED | 2026-04-21 |
| DE | RA | APPROVED | 2026-04-21 |
| MS | RA | APPROVED | 2026-04-21 |
| OK | RA | APPROVED | 2026-04-21 |
| RI | RA | APPROVED | 2026-04-21 |
| VA | RA | APPROVED | 2026-04-21 |
| WA | RA | APPROVED | 2021-02-01 |
| AR | RA | APPROVED | 2019-08-27 |
| NV | RA | APPROVED | 2015-11-10 |
| MN | RA | APPROVED | 2013-12-19 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Brooklyn Center, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 08/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: POWER OF ATTORNEY; Date Activity Started/modified/ended: 07/19/2018; Type of Activity: EXECUTOR/ATTORNEY-IN-FACT; Role/Relationship: TRUSTEE/FIDUCIARY; Responsibilities: MANAGE FINANCIAL ACCOUNTS FOR FATHER; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Hours Per Month During Trading Hours:0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? YES, MANAGEMENT OF FINANCIAL AFFAIRS FOR FATHER; -----END-----
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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