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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-08-08
IA RA APPROVED 2015-03-02
  • OH RA
    APPROVED
    Since 2017-08-08
  • IA RA
    APPROVED
    Since 2015-03-02

Branch Locations

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Brookville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Farifield IA 03/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2015 Present
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. BROOKVILLE BARGAINS, 4142 CLAYTON RD, BROOKVILLE OH, MERCHANDISE SALES, 07/24/20, ADMIN, NIR, 5/WK- 0/TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-14
  • S66 Uniform Combined State Law Examination
    2013-06-14
Other Names
  • Christin Brooke Miller
  • Christin Brooke Mahler

View on SEC IAPD

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