Elias James Chaikin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2017
  National Planning Corporation
  El Segundo, CA
• 11/2017 → 04/2018
  Lpl Financial Llc
  Port Orange, FL
• 04/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-11-29 → 2018-04-25
  Lpl Financial Llc
  Port Orange, FL
  Ormond Beach, FL
• 2015-06-04 → 2017-12-05
  National Planning Corporation
  Ormond Beach, FL
  Port Orange, FL
  Los Angeles, CA
• 2013-09-06 → 2015-06-01
  Osaic Fa, Inc.
  Sacramento, CA

Other Businesses

1.TRIBUTUM REPRESENTATION, 128 SAND PINE PL, NEW SMYNRA BEACH, FL, 1/2017 AS ENROLLED AGENT PREPARING TAX RETURNS AND REPRESENTING CLIENTS IN IRS DISPUTES. NIR - 1.5/WK - 0/TRADING. 2.INDEPENDENT INSURANCE AGENT, 128 SAND PINE PL, NEW SMYNRA BEACH, FL, 6/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 0/TRADING 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.Anchor Certified Planners Group, 1395 W Granda Blvd, Ormond Beach FL 32174, United States, 04/2018, Investment Advisor Representative, DBA Name, Investment Related, HR/MO: 160, HR/MO TRADING: 120

Exams

• S66 Uniform Combined State Law Examination
  2013-09-03

Designations

• Certified Financial Planner