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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-29 |
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Southport , CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Shelton | CT | 12/2012 | 03/2017 |
| Massmutual Life Insurance Co | Shelton | CT | 07/2016 | Present |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | Present |
1) NAME: Michael Bogardus INV REL: Y ADD: 6 CORPORATE DRIVE, SHELTON, CT, 06484 NATURE: Outside insurance sales POSITION: Agent START DATE: 01/2016 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: P & C, Life (Term/Universal /whole) Disability, LTC, Health and Fixed Annuities. 2) NAME: Harbor Oak Professional Services, LLC INV REL: Y ADD: Fairfield CT NATURE: Established for purpose of shared operational infrastructure and expense management POSITION: Vice President START DATE: 01/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: Responsible for President's duties in his/her absence. 3) NAME: Fairfield Automotive RE Partners LLC INV REL: Y ADD: Fairfield CT NATURE: Rental Income. Self Directed IRA which holds Real Estate POSITION: Owner START DATE: 8/1/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Collecting rent on commercial property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-11 |
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