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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-29
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2020-09-29
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Southport , CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 12/2012 03/2017
Massmutual Life Insurance Co Shelton CT 07/2016 Present
Mml Investors Services, Llc Shelton CT 03/2017 Present
  • 12/2012 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
Previous Registrations
  • 2013-04-10 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
Other Businesses

1) NAME: Michael Bogardus INV REL: Y ADD: 6 CORPORATE DRIVE, SHELTON, CT, 06484 NATURE: Outside insurance sales POSITION: Agent START DATE: 01/2016 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: P & C, Life (Term/Universal /whole) Disability, LTC, Health and Fixed Annuities. 2) NAME: Harbor Oak Professional Services, LLC INV REL: Y ADD: Fairfield CT NATURE: Established for purpose of shared operational infrastructure and expense management POSITION: Vice President START DATE: 01/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: Responsible for President's duties in his/her absence. 3) NAME: Fairfield Automotive RE Partners LLC INV REL: Y ADD: Fairfield CT NATURE: Rental Income. Self Directed IRA which holds Real Estate POSITION: Owner START DATE: 8/1/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Collecting rent on commercial property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-11
  • S66 Uniform Combined State Law Examination
    2013-03-11
Designations

View on SEC IAPD

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