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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-17
  • FL RA
    APPROVED
    Since 2017-08-17

Branch Locations

201 N. Franklin Street Suite 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Fund Management, Llc The Villages FL 05/2017 Present
American National University South Bend IN 02/2016 04/2017
Tapfin/ Ey Tampa FL 07/2017 Present
  • 05/2017 → Present
    The Villages, FL
  • 02/2016 → 04/2017
    American National University
    South Bend, IN
  • 07/2017 → Present
    Tapfin/ Ey
    Tampa, FL
Previous Registrations
  • 2017-05-19 → 2017-11-28
    Apollo Beach, FL
    Lady Lake, FL
  • 2015-09-03 → 2015-11-05
    Global Financial Private Capital, Inc.
    Apollo Beach, FL
    Sarasota, FL
Other Businesses

Royal Fund Management This business is investment related. The address is: 1515 Buenos Aires Blvd, The Villages, FL 32159 I am a solicitor for this company. I started with Royal Fund Management on May 2017. I devote 2 hours per week to this organization only on the weekends.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-02
  • S65 Uniform Investment Adviser Law Examination
    2015-08-02
Other Names
  • Rose Marie Dancer
  • Rose Marie Burke
  • R M Burke

View on SEC IAPD

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