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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
Branch Locations
23 Brunswick Woods Ddr, East Brunswick, NJ 08816 • United States
180 Old Tappan Rd Building 5 2Nd Floor Suite 10, Old Tappan, NJ 07675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brunswcik Wealth Mgt Llc | East Brunswick | NJ | 10/2013 | Present |
| Sii Investments | East Brunswick | NJ | 12/2013 | 11/2017 |
| Cetera Advisors Llc | Denver | CO | 11/2017 | Present |
| Catarina Catarina | Norwood | NJ | 02/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.NAME OF OTHER BUSINESS: BRUNSWICK WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 05/2017; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2.NAME OF OTHER BUSINESS: CATARINA CATARINA INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: INTERNET SALES START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: LIST, SELL, AND SHIP VARIOUS ITEMS SOLD THROUGH EBAY, AMAZON, ETC. 3. AUDITION TECHNOLOGY, LLC, NOT INVESTMENT RELATED, 5 BAYARD RD, UNIT 304, PITTSBURGH, PA, 15213, MEDICAL DEVICE COMPANY, STARTED 07/2019, POSITION/TITLE/RELATIONSHIP: BUSINESS ADVISOR, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE ON MANUFACTURING, MARKETING AND PRODUCTION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
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