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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-21
  • NJ RA
    APPROVED
    Since 2024-03-21

Branch Locations

23 Brunswick Woods Ddr, East Brunswick, NJ 08816 • United States

180 Old Tappan Rd Building 5 2Nd Floor Suite 10, Old Tappan, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brunswcik Wealth Mgt Llc East Brunswick NJ 10/2013 Present
Sii Investments East Brunswick NJ 12/2013 11/2017
Cetera Advisors Llc Denver CO 11/2017 Present
Catarina Catarina Norwood NJ 02/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2013 → Present
    Brunswcik Wealth Mgt Llc
    East Brunswick, NJ
  • 12/2013 → 11/2017
    Sii Investments
    East Brunswick, NJ
  • 11/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 02/2018 → Present
    Catarina Catarina
    Norwood, NJ
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1.NAME OF OTHER BUSINESS: BRUNSWICK WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 05/2017; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2.NAME OF OTHER BUSINESS: CATARINA CATARINA INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: INTERNET SALES START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: LIST, SELL, AND SHIP VARIOUS ITEMS SOLD THROUGH EBAY, AMAZON, ETC. 3. AUDITION TECHNOLOGY, LLC, NOT INVESTMENT RELATED, 5 BAYARD RD, UNIT 304, PITTSBURGH, PA, 15213, MEDICAL DEVICE COMPANY, STARTED 07/2019, POSITION/TITLE/RELATIONSHIP: BUSINESS ADVISOR, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE ON MANUFACTURING, MARKETING AND PRODUCTION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-18
  • S66 Uniform Combined State Law Examination
    2019-06-18

View on SEC IAPD

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