Andrew Muncy

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-07
KY	RA	APPROVED	2017-04-17

TX RA
APPROVED_RES

Since 2019-08-07
KY RA
APPROVED

Since 2017-04-17

Branch Locations

100 W. Main St Ste 800, Lexington, KY 40507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Louisville	KY	04/2014	04/2017
Wells Fargo Clearing Services Llc	Louisville	KY	04/2017	Present

04/2014 → 04/2017

Pnc Investments

Louisville, KY
04/2017 → Present

Wells Fargo Clearing Services Llc

Louisville, KY

Previous Registrations

2014-04-22 → 2017-04-26

Pnc Wealth Management Llc

Louisville, KY

Louisville, KY

Louisville, KY
2013-04-22 → 2014-04-08

Edward Jones

Russell, KY

Ashland, KY

Marietta, OH

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-09

S66 Uniform Combined State Law Examination

2013-02-09

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews