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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-28 |
Branch Locations
One Grand Centre 1800 Teague Dr., Suite 509, Sherman, TX 75090 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2012 | 09/2021 |
| Kestra Investment Services, Llc | Sherman | TX | 10/2021 | Present |
| Kestra Advisory Services, Llc | Sherman | TX | 10/2021 | Present |
MARSHALL LAKE METROPOLITAN DISTRICT THORNTON, CO START DATE: 7/15/2013 BOARD MEMBER HOURS PER MONTH: 0 HOURS DURING TRADING: 0 TO PROVIDE LEADERSHIP FOR THE MARSHALL LAKE METROPOLITAN DISTRICT BASED UPON ON BUSINESS BACKGROUND. PRUITT WEALTH CONSULTANTS POSITION: Owner - sale of Securities NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/28/2021 ADDRESS: 2009 Independence Dr, Sherman TX 75090, United States DESCRIPTION: Sales of Securities KESTRA ADVISORY SERVICES LLC POSITION: Registered Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/28/2021 ADDRESS: 5707 Southwest Parkway Bldg 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-08 |
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