Shane Ellis Pruitt

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 09/2021
  Edward Jones
  St Louis, MO
• 10/2021 → Present
  Kestra Investment Services, Llc
  Sherman, TX
• 10/2021 → Present
  Kestra Advisory Services, Llc
  Sherman, TX

Previous Registrations

• 2013-05-06 → 2021-10-12
  Edward Jones
  Westminster, CO
  St Louis, MO
  Sherman, TX
  Sherman, TX

Other Businesses

MARSHALL LAKE METROPOLITAN DISTRICT THORNTON, CO START DATE: 7/15/2013 BOARD MEMBER HOURS PER MONTH: 0 HOURS DURING TRADING: 0 TO PROVIDE LEADERSHIP FOR THE MARSHALL LAKE METROPOLITAN DISTRICT BASED UPON ON BUSINESS BACKGROUND. PRUITT WEALTH CONSULTANTS POSITION: Owner - sale of Securities NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/28/2021 ADDRESS: 2009 Independence Dr, Sherman TX 75090, United States DESCRIPTION: Sales of Securities KESTRA ADVISORY SERVICES LLC POSITION: Registered Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/28/2021 ADDRESS: 5707 Southwest Parkway Bldg 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams

• S66 Uniform Combined State Law Examination
  2013-03-08

Other Names

• Shane Pruitt