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Christopher D Ray

Stifel, Nicolaus & Company, Incorporated

Alton, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
IL RA APPROVED 2013-04-12
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • IL RA
    APPROVED
    Since 2013-04-12

Branch Locations

121 Market Street, Alton, IL 62002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Alton IL 12/2012 Present
  • 12/2012 → Present
    Stifel Nicolaus
    Alton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-11
  • S66 Uniform Combined State Law Examination
    2013-04-11

View on SEC IAPD

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Other Investors

STEPHEN STRINNI
ALFRED JEFFREY HICKS
Timothy Aaron Epps
DWIGHT DAVID TUNGETT
CODY R HERRING
PATRICK R LOECHL
TIMOTHY ALAN BRUEGGEMAN
ROBERT THOMAS STEGEMEIER

Other Offices

CETERA INVESTMENT ADVISERS LLC · ALTON, IL
FINANCIAL PLANNING ADVISORS, INC. · ALTON, IL
EDWARD JONES · ALTON, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Alton, IL
WELLS FARGO CLEARING SERVICES, LLC · ALTON, IL
COPPELL ADVISORY SOLUTIONS LLC · Alton, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Alton, IL
U.S. BANCORP ADVISORS, LLC · Alton, IL

More in Alton, IL

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