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Nathan James Twining

Financial Plan, Inc.

Bellingham, WA

CRD 6142269

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Employer firm

Financial Plan, Inc. CRD 116073

$1.60B regulatory AUM 26 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Plan, Inc.

11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
WA RA APPROVED 2012-12-18
  • TX RA
    APPROVED
    Since 2023-02-27
  • WA RA
    APPROVED
    Since 2012-12-18

Branch Locations

11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Plan, Inc. Bellingham WA 11/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-17
  • S65 Uniform Investment Adviser Law Examination
    2012-12-17
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
GOODRICH & ASSOCIATES, LLC
D.A. DAVIDSON & CO.

Nearby Investors

THOMAS GERARD DONAGHY
BEN JOYCE
KAREN L RICHARDS

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA

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