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Ryan M Vaughn

Raymond James Financial Services Advisors, Inc

Wakefield, RI

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-01-21
  • RI RA
    APPROVED
    Since 2025-01-21

Branch Locations

36 S County Commons Way C9, Wakefield, RI 02879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Providence RI 11/2012 06/2018
Bank Of America, N.A. Providence RI 05/2013 06/2018
Lpl Financial Llc Wakefield RI 06/2018 01/2025
Raymond James Financial Services Advisors, Inc. Wakefield RI 01/2025 Present
Raymond James Financial Services, Inc. Wakefield RI 01/2025 Present
  • 11/2012 → 06/2018
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Providence, RI
  • 05/2013 → 06/2018
    Bank Of America, N.A.
    Providence, RI
  • 06/2018 → 01/2025
    Lpl Financial Llc
    Wakefield, RI
  • 01/2025 → Present
    Raymond James Financial Services Advisors, Inc.
    Wakefield, RI
  • 01/2025 → Present
    Raymond James Financial Services, Inc.
    Wakefield, RI
Previous Registrations
Other Businesses

South County Financial Group Not investment-related Wakefield, RI DBA/Support Company Advisor 01/2025 0 hours per month 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-15
  • S66 Uniform Combined State Law Examination
    2013-02-15

View on SEC IAPD

Other Firms

MCGUIRE WEALTH MANAGEMENT
CITIZENS SECURITIES, INC.
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
D & P INVESTMENT ADVISORS, LTD.

Other Investors

DENNIS PATRICK MCGUIRE
SEAN MICHAEL MCGUIRE
DENNIS PATRICK MCGUIRE
THOMAS MASON HALL
JOSEPH PAUL MATONEY
SPENCER JOHN SEITZ
SAMANTHA DAWN SEITZ-ELSING
BRIAN JAMES BLACKERBY

Other Offices

MCGUIRE WEALTH MANAGEMENT · WAKEFIELD, RI
CITIZENS SECURITIES, INC. · WAKEFIELD, RI
CETERA INVESTMENT ADVISERS LLC · WAKEFIELD, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WAKEFIELD, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAKEFIELD, RI
LPL FINANCIAL LLC · WAKEFIELD, RI
EAGLE STRATEGIES LLC · WAKEFIELD, RI
D & P INVESTMENT ADVISORS, LTD. · WAKEFIELD, RI

More in Wakefield, RI

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