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Kelly Marie Lind

U.S. Bancorp Advisors, LLC

Riverside, CA

Riverside, CA

Riverside, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

9811 Magnolia Ave, Riverside, CA 92503 • United States

3625 Vine St, Riverside, CA 92507 • United States

19059 Van Buren Blvd, Riverside, CA 92508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Riverside CA 12/2011 Present
Previous Registrations
  • 2009-05-02 → 2011-12-19
    Chase Investment Services Corp.
    Huntington Beach, CA
    Seal Beach, CA
  • 2008-06-24 → 2009-05-02
    Wamu Investments, Inc.
    Laguna Hills, CA
    Seal Beach, CA
    Huntington Beach, CA
    Norwalk, CA
    Norwalk, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
S63 Uniform Securities Agent State Law Examination 2002-10-28
  • S66 Uniform Combined State Law Examination
    2008-06-23
  • S63 Uniform Securities Agent State Law Examination
    2002-10-28

View on SEC IAPD

Other Firms

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UBS FINANCIAL SERVICES INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Dennis D Egizi
Damian MICHAEL Brown
SCOTT MICHAEL ROBSON
SCOTT JAMES MCINTIRE
SALOMON GONZALEZ
JESSICA LYNN LUNDQUIST
Rita N Pichardo
JERRY QUARTEY PAPAFIO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

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