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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-30
  • TX RA
    APPROVED
    Since 2022-09-30

Branch Locations

124 S. Main St, Ste. 212, Burleson, TX 76028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Worth TX 11/2012 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 09/2022
Lpl Financial Llc Burleson TX 09/2022 Present
Previous Registrations
Other Businesses

1)09/08/2022 - Sharpe Wealth Management. LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)09/08/2022 - HARSH CAPITAL INVESTMEN TS, LLC - Real Estate Rental - Inv Rel - Grandview, TX - Start: 11/2011 3)09/08/2022 - Harsh Capital Investments, LLC - Business Entity For Tax/Investment Purposes Only - Owner - Non Inv Rel- Grandview, TX - Start: 11/2011 - 8 HrMth 4)09/08/2022 - Aspen Custom Homes, LLC - Business Entity For Tax/Investment Purposes Only - Co-Owner - Non-Inv Rel - Grandview, TX - Start: 06/2019 5)09/08/2022 - Keen Capital Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Co-Owner - Non-Inv Rel - Grandview, TX - Start: 01/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25
Designations

View on SEC IAPD

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