Nathan Harsh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Fort Worth, TX
• 11/2016 → 09/2022
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
• 09/2022 → Present
  Lpl Financial Llc
  Burleson, TX

Previous Registrations

• 2013-02-13 → 2022-10-04
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
  Fort Worth, TX

Other Businesses

1)09/08/2022 - Sharpe Wealth Management. LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)09/08/2022 - HARSH CAPITAL INVESTMEN TS, LLC - Real Estate Rental - Inv Rel - Grandview, TX - Start: 11/2011 3)09/08/2022 - Harsh Capital Investments, LLC - Business Entity For Tax/Investment Purposes Only - Owner - Non Inv Rel- Grandview, TX - Start: 11/2011 - 8 HrMth 4)09/08/2022 - Aspen Custom Homes, LLC - Business Entity For Tax/Investment Purposes Only - Co-Owner - Non-Inv Rel - Grandview, TX - Start: 06/2019 5)09/08/2022 - Keen Capital Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Co-Owner - Non-Inv Rel - Grandview, TX - Start: 01/2017

Exams

• S66 Uniform Combined State Law Examination
  2013-01-25

Designations

• Certified Financial Planner