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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-01-17
TX RA APPROVED_RES 2019-10-25
TN RA APPROVED 2013-03-05
  • AL RA
    APPROVED
    Since 2024-01-17
  • TX RA
    APPROVED_RES
    Since 2019-10-25
  • TN RA
    APPROVED
    Since 2013-03-05

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Thompsons Station, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Nashville TN 11/2012 11/2016
Wells Fargo Clearing Services, Llc Nashville TN 11/2016 Present
Other Businesses

DEADEND CATTLE CO ; NOT INV RELATED;JASPER,AL; RAISING AND SELLING BEEF;100% OWNERSHIP; START DATE: 01/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING; TB LANDS LLC; INV RELATED;JASPER,AL; RENTAL;100% OWNERSHIP; START DATE: 02/10/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 385; INV RELATED;JASPER,AL; RENTAL;100% OWNERSHIP; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-04
  • S66 Uniform Combined State Law Examination
    2013-03-04
Other Names
  • Tom Brandstater

View on SEC IAPD

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